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Securities Arbitration Representation

Discussion in 'Banking, Finance, Investments' started by skifast, Mar 30, 2009.

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  1. skifast

    skifast Law Topic Starter New Member

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    I have come across an organization that offers securities arbitration representation. They are not attorneys. Is this practicing law without a license?
     
  2. dee_dub

    dee_dub Moderator

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    Not necessarily. Arbitration itself it not a legal process. But many of the things they might be doing in the course of arbitration (evaluating the legal theory of the case, checking legal causes of action or defences, etc.) could be. It depends on what they are doing.
     

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