My spouse works at one of the largest investment banks and therefore all our personal trades are subject to very strict compliance policy. Now I am about to open my own fund in which I will certainly be an investor. Does the trading for the fund subject to the compliance policy at my spouse's company? My spouse is a non-investment person at the investment bank. You advice is highly appreciated.
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Trading Compliance
- Thread Starter geniege
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jharris352
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I would imagine that your trading accounts would also be subject to a higher level of monitoring and compliance.
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